LPT SEC Filing Update: Grayscale Livepeer Trust & GLIV Financial Disclosure

Issuer Information

The issuer’s details include several critical components: the name of the issuer, the SEC file number, the issuer’s address, a contact number, and the individual for whom the securities are intended to be sold. According to paragraph (a) of Rule 144, the term “person” encompasses not just the individual listed but also others defined within that context. Furthermore, details must be provided regarding the sales of all individuals whose transactions must be consolidated with those of the person submitting the notice.

Securities Information

Key information regarding the securities being sold is required, including the title of the class of securities, the name and address of the broker, the total number of shares or units to be sold, the aggregate market value, the total number of shares or units currently outstanding, and an estimated date of sale. Specifically, the securities exchange must also be identified. In this instance, the securities are listed as common shares, with Canaccord Genuity Corp located at 609 Granville Street, Suite 2200, Vancouver, A1 V7Y1H2, as the broker handling the transaction.

Securities To Be Sold

When detailing the securities slated for sale, it is essential to clarify the acquisition process. If the securities were obtained without full cash payment at the time of purchase, additional information must be provided either in the table or as a note. This includes a description of any notes or obligations involved, along with the terms of payment, including the schedule for when any notes or obligations were fully satisfied or the last installment paid.

Securities Sold During The Past 3 Months

Information must also be provided about any securities sold by the individual for whom the current securities are being offered during the previous three months. This includes the seller’s name and address, the titles of the sold securities, the dates of sale, the quantity of securities sold, and the gross proceeds from those transactions. For example, DCG International Investments Ltd, located at 3 Mill Creek Road, Ste 14, Pembroke, D0 HM 05, executed multiple sales of common shares on various dates, with proceeds ranging from significant amounts.

Remarks and Signature

In the remarks section, the individual representing the account confirms that they are not aware of any undisclosed adverse information regarding the issuer’s current or future operations. If the individual has established a written trading plan or provided trading instructions in compliance with Rule 10b5-1 of the Exchange Act, they must indicate the adoption date of this plan upon signing the document. The signature section carries a serious note that any intentional misrepresentation or omission of facts can lead to federal criminal charges under 18 U.S.C. 1001.